CONTRACT AGREEMENT BETWEEN IAM DISTRICT 26
 LOCAL LODGES 700, 1746 and 1746-A
and
PRATT & WHITNEY
DECEMBER 6, 2004 to DECEMBER 2,2007

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Agreement
Purpose
Article 1   - Management Functions
Article 2   - Coverage
Article 3   - Recognition
Article 4   - Nondiscrimination
Article 5   - Union Security
Article 6   - Union Representation
Article 7   - Grievance Procedure
Article 8   - Seniority
Article 9   - Hourly Job Rating Plan
Article 10 - Wage Rate Progreeion
Article 11 - Wages
Article 12 - Overtime
Article 13 - Vacations
Article 14 - Holidays
Article 15 - Sick and Personal Leave
Article 16 - Reporting Pay - Call-Back Pay
Article 17 - Bereavement Leave
Article 18 - Jury Duty
Article 19 - Rest Period
Article 20 - Military Service
Article 21 - Pensions
Article 22 - Group Insurance and Savings Plan
Article 23 - General Provisions
Article 24 - Strike or Lockout
Article 25 - Employee Assistance Program
Article 26 - Environmental, Health & Safety
Article 27 - Transfer of Ongoing Production / Non-Production Work
Article 28 - M.N.P.L. Check-Off
Article 29 - Job Posting and Bidding
Article 30 - Duration
Wage Schedule A - Effective December 6,2004
Wage Schedule B - Effective December 5,2005
Wage Schedule C - Effective December 4,2006
Appendix A - Occupational Groups and Families for the Purposes of Layoff and Recall
Appendix B - Seniority Areas for the Purposes of Layoff
Letter 1   - Information to be provided to the Union
Letter 2   - Third Party Valuation
Letter 3   - Employee Assistance Program
Letter 4   - Overtime Records
Letter 5   - National Health Insurance
Letter 6   - Hourly Employee Recognition Program
Letter 7   - Group Insurance Plans
Letter 8   - Pension Plan
Letter 9   - Savings Plan
Letter 10 - Individual Medical Account
Letter 11 - Ratification Bonus
Letter 12 - Technological Change
Letter 13 - Trades Subcontracting
Letter 14 - Technical Training
Letter 15 - Non-Discrimination and Equal Employment Opportunity
Letter 16 - Alternative Training Resources
Letter 17 - Reallocation of Employees
Letter 18 - Overtime Distribution
Letter 19 - Martin Luther King Jr. and Veterans Day
Letter 20 - Indirect Subcontracting
Letter 21 - Executive Steering Committee
Letter 22 - Workplace Guarantees and Subcontracting
               - Supplement to Letter 22 - New Work
               - Attachment to Letter 22A
Letter 23 - Joint Apprenticeship Program
Letter 24 - Connecticut Workshare Program
Letter 25 - Administration of Hourly Benefits
Letter 26 - Joint Health Care Committee
Letter 27 - VER Medical Coverage
Letter 28 - GP 7000 Assembly and Test
Letter 29 - Environmental, Health and Safety
Letter 30 - Alternative Workweek Schedules
Letter 31 - HJRP Challenges
Letter 32 - Interpretation and Administration of Article 8, Sections 8(a) and 8(b) and Article 29, Section 3(c)
Letter 33 - Advanced Refurbishment Operation
Letter 34 - Voluntary Separation Option / Special Severance Package

 
 

AGREEMENT

             This Agreement made and entered into this 6th day of December 2004, by and between UNITED TECHNOLOGIES CORPORATION for and on behalf of PRATT & WHITNEY (CONNECTICUT FACILITIES), hereinafter called the "Company," and DISTRICT LODGE 26 of the INTERNATIONAL ASSOCIATION OF MACHINISTS AND AEROSPACE WORKERS, and its affiliated Local Lodges 700, 1746 and 1746-A, hereinafter called the "Union."

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 PURPOSE

             It is the intent and purpose of the parties hereto that this Agreement promote and improve the industrial and economic status of the parties, provide orderly collective bargaining relations between the Company and the Union, and secure a prompt and fair disposition of grievances so as to eliminate interruptions of work and interference with the efficient operation of the Company's business.

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 ARTICLE 1

Management Functions

             It is recognized that in addition to other functions and responsibilities, the Company has and will retain the sole right and responsibility to direct the operations of the Company and in this connection to determine the number and location of its plants; the product to be manufactured; the types of work to be performed; the assignment of all work to employees or other persons; the schedules of production; shift schedules and hours of work; the methods, processes and means of manufacturing; and to select, hire, and demote employees, including the right to make and apply rules and regulations for production, discipline, efficiency, and safety unless otherwise hereinafter provided.

             It shall also have the right and responsibility to discharge or otherwise discipline any employee for just cause, to promote and transfer, and to lay off because of lack of work or other cause, unless otherwise hereinafter provided.

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ARTICLE 2

Coverage

             For the purpose of this Agreement, the term "employee" as used herein shall apply to and include all production and maintenance employees of the United Technologies Corporation, Pratt & Whitney (Connecticut Facilities) at their facilities in and around East Hartford, Middletown, Cheshire, (including the DE Lab, the Willgoos Lab) and other Connecticut locations including inspectors, crib attendants, material handlers, factory clerks (or plant clericals), trainees, apprentices, expeditors and working leaders, but excluding timekeepers, engineering and technical employees, laboratory technicians, foremen's clerks, salaried office and clerical employees, medical department employees, plant protection employees, executives, plant superintendents, division superintendents, general foremen, foremen, assistant foremen, group supervisors, watch engineers, and all other supervisory employees with authority to hire, promote, discharge, discipline or otherwise effect changes in the status of employees, or effectively recommend such action.

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 ARTICLE 3

Recognition

           The Company recognizes District Lodge No. 26 of the International Association of Machinists and Aerospace Workers and its affiliated Local Lodges 700, 1746 and 1746-A as the sole and exclusive collective bargaining agency for the employees defined above for the purposes set forth in the National Labor Relations Act, as amended.

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 ARTICLE 4

Nondiscrimination

             The Company and the Union recognize that employees covered by this Agreement may not be discriminated against in violation of the provisions of the Labor Management Relations Act, 1947, as amended; Title VII of the Civil Rights Act of 1964, as amended; the Age Discrimination in Employment Act of 1967, as amended; the Vocational Rehabilitation Act of 1973; and the Americans with Disabilities Act of 1992; or any other state or federal statute which affects the employment of employees covered by this Agreement.

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ARTICLE 5
 

Union Security

Section 1.      Any employee who is a member of the Union on the day of the signing of this Agreement shall, as a condition of employment, maintain his or her membership in the Union thereafter for the duration of this Agreement, or tender to the Union a monthly Agency or Service Fee for the duration of this Agreement.

Section 2.      Any employee who is not a member of the Union on the day of the signing of this Agreement shall as a condition of employment, commencing no later than the thirtieth calendar day following the execution of this Agreement, or the thirtieth calendar day following the beginning of his or her employment, whichever is later, either (1) become a member of the Union and maintain his or her membership in the Union thereafter for the duration of this Agreement, or (2) tender to the Union a monthly Agency or Service Fee (hereinafter "Service Fee") in an amount permitted by law, not in excess of the monthly membership dues of Union members.

Section 3.      Upon written request from the Union, the Company shall terminate the employment of an employee who fails to comply with the requirements of Sections 1 or 2 of this Article; provided a copy of the Union's request has been sent via certified mail, return receipt requested, to both the Company and the delinquent employee at least fifteen (15) days prior to the date on which the employee is to be terminated; and further provided that the delinquent employee has not cured his or her delinquency prior to the date proposed for his or her termination.

Section 4.      The Company agrees to deduct monthly, in four (4) equal installments, Union dues in whatever sum is established by the local Union as the regular monthly dues uniformly required as a condition of retaining membership therein upon the receipt of an assignment.  The Company also agrees to deduct from the earnings of an employee one (1) Initiation Fee in whatever amount is authorized by such employee on a properly executed assignment card which is delivered to the Company.  The Company also agrees to deduct a monthly Service Fee, also in four (4) equal installments, in whatever sum permitted by law is established by the local Union, not in excess of the monthly membership dues of Union members, upon the receipt of a properly executed assignment card. 

             The sum which represents such monthly Union dues or Service Fees shall be certified to the Company as constituting such by the Secretary-Treasurer of the local Union.  If the sum once certified is changed, the amount deducted from the earnings of an employee who has authorized such deduction shall not be increased or decreased until 30 days' written notice of such change has been received by the Company from the Secretary-Treasurer of Lodge 700/1746/1746-A.

Section 5.      The deduction of the monthly dues and the Initiation Fee, or Service Fee shall be made from the earnings received by the employee on the first four (4) paydays of the month in which a properly executed assignment is received by the Company.  Union dues or a Service Fee will be deducted monthly thereafter from the earnings received by the employee on the first four (4) paydays of each month.

Section 6.      Deductions provided for in Section 4 shall be remitted to the Secretary-Treasurer of the local Union by the last day of the month in which the deduction is made whenever practicable.  The Company shall furnish the Secretary-Treasurer of the local Union on or about the 5th day of the month following the month in which the deduction is made a record of the employees from whose earnings deductions have been made and the amounts of the deductions.

Section 7.      The Company's obligation to make such deductions shall terminate automatically upon termination of the employee who signed the authorization or upon his transfer to a plant (other than another plant of the Company covered by an effective contract with the I.A.M.A.W. which provides for check-off of dues or a Service Fee), department, or job not covered by this Agreement, except that deductions shall be resumed if an employee, terminated by layoff, is rehired with seniority.

Section 8.      The Union agrees that it will indemnify and save the Company harmless from any and all liability, claim, responsibility, damage, or suit which may arise out of any action taken by the Company in accordance with the terms of this Article or in reliance upon the authorization described herein, in an amount not to exceed the sum received by the Union on account of the deductions made from the earnings of such employee or employees.

Section 9.      A Company orientation program is normally held for new, recalled or rehired employees on their first day of employment.  Concurrent with the orientation, newly hired/reinstated employees will be afforded an opportunity to meet with a Union official to receive payroll deduction assignment cards for Union dues and the Initiation Fee, or Agency or Service Fee.  The Union shall assume all responsibility for the distribution and collection of payroll deduction assignment cards for Union dues and the Initiation Fee, or Agency/Service Fees.  There shall be no solicitation of employees for Union membership, dues or Service Fees conducted upon the premises of the Company during working time by the Union, its representatives or by employees; nor shall there by any distribution or collection of payroll deduction assignment cards for Union dues, the Initiation Fee, or Service Fees conducted upon the premises of the Company during working time by the Union, its representatives or by employees. 

Section 10.    The check-off assignment cards herein provided for shall be submitted by the local Union to the office of the appropriate Manager, Human Resources of the respective plant not later than the fifteenth day of the month preceding the month in which deduction of Union dues and the Initiation Fee or Service Fee is first made.

Section 11.    Check-off assignments shall be submitted with a letter of transmittal signed by an authorized officer of the local Union listing in duplicate the name, department number, clock number, and the amount of dues and the Initiation Fee, or Service Fee, to be deducted from the earnings of the employees who signed such assignments.

Section 12.    The Company shall forward to the local Union each month the following information listed in alphabetical order:

 (a)       The names, departments, clock numbers and social security numbers of employees who authorized deduction of Union dues and the Initiation Fee, or Service Fee and from whose wages such a deduction has been made during the current month.

 (b)       The names of employees who authorized the deduction of Union dues and the Initiation Fee, or Service Fee and from whose wages no such deduction was made because of insufficient earnings during the pay period for which the deduction was authorized.

 (c)        The names of employees who authorized such deduction but whose assignment became ineffective pursuant to Section 7 of this Article by reason of the termination of their employment or transfer to a job not covered by this Agreement.

Section 13.    If in any payweek of any month the earnings of any employee who authorized such deductions are insufficient to permit deductions to be made, the Company will make the appropriate deductions from the employee's earnings in the following week's pay; providing, however, if there are still insufficient funds, the Company will make the appropriate deductions in the next succeeding week's pay, up to the first payweek of the next succeeding month.

Section 14.    If, by the last pay period of the succeeding month in which deductions were to be made, the earnings of an employee who authorized such deductions are insufficient to permit such deductions to be made, the obligation of the Company to deduct Union dues or a Service Fee will then revert to a current basis, and it is understood that the Company will have no further obligation for the collection of past dues or fees in such cases.

Section 15.    A check in the total amount of dues and initiation fees and service fees deducted by the Company shall be drawn each month by the Company to the order of Lodge 700/1746/1746-A, International Association of Machinists and Aerospace Workers, as appropriate, and shall be sent by Registered Mail, Return Receipt Requested, to the Secretary-Treasurers thereof.

Section 16.    The Company's obligations set forth in this Article of the contract shall terminate automatically in the event of any strike, sympathy strike, sit-down, slowdown, concerted stoppage of work, or picketing of the Company's plant by employees of the Company; provided, however, that said obligations shall not terminate if the Union has complied with the provisions of Article 24 of this Agreement.

Section 17.    It is agreed that the Company shall honor check-off assignment cards only when such cards are properly executed in the form, basic color, paper stock and size of the samples attached hereto and made a part of this Agreement.

Section 18.    All of the provisions of this Article shall be effective to the extent permitted by applicable law.

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ARTICLE 6

Union Representation

Section 1.

(a)       The total number of Shop Stewards shall be determined by applying a formula of one (1) Shop Steward for every seventy-five (75) employees in the bargaining unit as set forth in Article 2.  The area of the shop which each Shop Steward shall represent for the purpose of adjusting grievances or complaints under Article 7 shall be mutually agreed upon by the Company and the Union.  The number of Shop Stewards assigned to any one Shop Steward area shall not exceed a ratio of one (1) Shop Steward for each fifty (50) bargaining unit employees in that area, subject to the overall limitation of one (1) Shop Steward per seventy-five (75) employees set forth above.  The number of Shop Stewards and the areas which they represent shall be subject to review upon the request of either the Company or the Union.

(b)       Should the number of Shop Stewards exceed the limitations set forth in Section 1(a) above, the Company shall so inform the Union in writing.  The Union shall thereupon promptly notify the Company in writing of the revisions in Shop Steward assignments required by such limitation.  Failure of the Union to so notify the Company within ten (10) days (excluding Saturdays, Sundays, and holidays) shall automatically reduce the number of Shop Stewards to the required level by cancelling Shop Steward appointments on the basis of seniority as defined in Article 8, starting with the least senior Shop Steward.

(c)        In outlying areas where the employee complement would not allow for the recognition of a Shop Steward under the provisions of Section 1(a), of this Article, exceptions may be made if it is mutually agreed by the parties.

Section 2.      The number of Shop Committeepersons shall be five (5) for the bargaining unit as set forth in Article 2, except for cases in which the individual bargaining unit exceeds 2,100, the number of Shop Committeepersons may be increased to a total of six (6).  In the event that the number of bargaining unit employees decreases during the term of office, such additional Shop Committeeperson shall be permitted to complete his or her term of office before being removed.  The Shop Committee shall meet with the Committee of Management as provided in Article 7.

Section 3.      Shop Committeepersons (except the Chairperson) and Shop Stewards shall be active employees of the Company.  No employee shall act as a Shop Committeeperson or Shop Steward unless at the time of his or her selection he or she has not less than six (6) months' seniority as defined in Article 8; provided however, those selected with less than twelve (12) months seniority will not be afforded the provisions of Article 8, Section 15 until they attain twelve (12) months seniority.

             The six (6) month seniority requirement shall not apply in those cases where the employee selected to be a Shop Committeeperson or Shop Steward previously held one of these positions within District 26.

Section 4.      The Union shall furnish the Company with a list of its officers, Shop Committee members, and Shop Stewards, and shall as soon as possible notify the Company of any changes therein.  No officer, Committeeperson, or Shop Steward shall be recognized by the Company until such written notification of his or her appointment shall have been received by the Company from a duly authorized officer of the Union.  Subject to the limitations of this Article, the Company shall recognize Shop Steward appointments within five (5) days (excluding Saturdays, Sundays, and holidays) after receipt of notification from the Union.

Section 5.      The Company will provide Company badges for entrance into the plants and facilities to the Directing Business Representative, the Assistant Directing Business Representative, Business Representatives of District 26, the Grand Lodge Representative and full-time officers of local Unions which represent employees covered under Article 2.  The Union Representatives stated above will have access to the plants and facilities to address specific problems at the request of the Directing Business Representative or his or her designee and concurrence of the Company.  However, none of these visits to the Company's plants or facilities will result in a meeting with any employee who is clocked in on Company time, except by mutual agreement of the Company and Union.

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ARTICLE 7

Grievance Procedure

Grievance Procedure Review.  At the request of either party, there will be a meeting between the Directing Business Representative or his or her  designee, and appropriate Union representatives and the Vice President, Human Resources or his or her designee, and appropriate Company representatives, to discuss problems of significant magnitude which impede the grievance procedure from functioning in an effective fashion, including earnest effort issues.  The purpose of this meeting shall not be to resolve particular grievances.

Section 1.      In the event that a difference arises between the Company, the Union or any employee concerning the interpretation, application, or compliance with the provisions of this Agreement, an earnest effort will be made to resolve such differences in accordance with the following procedure which must be followed.

Oral Step.      An employee having a grievance or complaint pertaining to his or her wages, hours, or working conditions may, after notice to his or her immediate supervisor, take it up either directly with his or her supervisor or with the Shop Steward who shall take it up with the employee's supervisor.  If the employee's grievance concerns disciplinary action administered by another supervisor, then the supervisor who administered the disciplinary action will be present with the immediate supervisor in the grievance procedure, provided he or she is still a supervisor of bargaining unit employees.  Such grievance shall be presented orally at this step of the grievance procedure.  Any such discussion shall be as brief as possible and the employee may be present at this discussion.

             The supervisor will produce at this step of the procedure, at no cost to the Union, the records the supervisor has available to him or her and which the Company relied upon to reach the conclusion or make the decision which resulted in the instant grievance.

             No Steward shall be called in the case of a grievance involving any disciplinary action until the administration of such action shall have been completed nor shall a Steward be called for an employee who alleges he or she is being improperly laid off.  In the case of a grievance concerning the discharge or suspension of an employee, the Steward will be given the opportunity to meet with the supervisor who issued the discipline.

             The Shop Steward shall be given an opportunity to be present at the adjustment of a grievance arising under the terms of this Agreement which is presented to the supervisor directly by an employee.

           If the grievance is not satisfactorily settled at the Oral Step, it must within five (5) working days, excluding Saturdays, Sundays, and holidays of the supervisor's disposition be reduced to writing on the form provided.  All grievances which affect the wages, hours, or working conditions of any employee shall, when reduced to writing in Written Step 1, be signed by that employee.  The dispositions given at Written Steps 1 and 2 of this procedure, together with the dates thereof, must be noted on the form and signed by the respective representatives of the Company and the Union. 

Grievance forms shall be obtainable from the supervisor.

When the grievance is reduced to writing, there must be set forth in the spaces provided all of the following:

(a)       A statement of the grievance and the facts involved;

(b)       The remedy requested; and

(c)        The violation, if any, of the Agreement which is claimed.

Written Step 1.        When reduced to writing, the grievance shall be taken up, as soon as possible, but no more than five (5) working days by the Shop Steward within whose area the grievance arose together with the employee (except in cases of discharge or indefinite suspension where a Shop Committeeperson may attend in place of the employee) with the grieving employee's supervisor and the Unit Manager of record.  (In the case of a grievant assigned to a three day a week, twelve hour per day alternative workweek schedule, the grievance will be taken up as soon as possible, but no more than seven [7] calendar days.)  In the case of a grievance alleging discrimination and at the request of the grievant, with the permission of the Shop Chairperson, the Chairperson of the Local Lodge Human Rights Committee may attend and participate in such Written Step 1 meetings.  In the event that the Unit Manager of record is not available, the Company may substitute another management representative in his or her place.  The Unit Manager or designated management representative may substitute a Human Resources Representative for the employee's supervisor.  The answer of the Unit Manager or designated management representative will be given in writing on the form provided within five (5) working days, excluding Saturdays, Sundays, and holidays after its presentation.  In cases where the employee has filed multiple grievances pertaining to the same issue, all cited issues will be discussed together.  However, the Unit Manager or designated management representative will give a written disposition on each grievance.

            The Company will produce at this step of the grievance procedure at its own cost and without the need of a request by the Union the records it relied upon to reach the conclusion or make the decision which resulted in the instant grievance.  If the Steward considers other relevant records to be necessary to the resolution of the grievance, the Company will produce such additional records, without cost, if it does not impose an unreasonable burden on the Company to obtain such records.  Where the Steward's request for additional records does impose an unreasonable burden on the Company, the Union agrees to reimburse the Company for the actual cost incurred by the Company in locating and procuring such additional records.

            If the Company fails to produce records at the Oral Step or Written Step 1 which the Steward considers to be necessary to the resolution of a grievance, the Steward will promptly notify the Shop Chairperson.  Within twenty-four (24) hours the Shop Chairperson or his or her designee will notify the Manager, Human Resources to provide the necessary records.  The Manager, Human Resources or his or her designee will have forty-eight (48) hours to decide whether or not to produce the requested records.  The Company will have a reasonable amount of time to produce the records agreed to by the Manager, Human Resources or his or her designee.  The Shop Steward will have the option of placing the original grievance on hold until either the Manager, Human Resources or his or her designee has decided not to produce the requested records or until the requested records are provided.

Written Step 2.

(a)       If the grievance is not satisfactorily settled at Written Step 1, an appeal therefrom may be taken by the Shop Steward to the Committee of Management.  The appeal by the Shop Steward shall be considered to be taken if the Shop Steward so marks the grievance form within the time limit provided in Section 5 of this Article.  In addition, such appeal shall be included on an agenda letter (filed as provided in Section 9[a] of this Article) for the first regularly scheduled meeting of the Committee of Management following the date of the Unit Manager or designated management representative's decision; provided, however, that if this is not done, the grievance shall be included on an agenda letter for the second regularly scheduled meeting of the Committee of Management following the date of the Unit Manager or designated management representative’s decision.  If the grievance is not included in such an agenda letter, the decision of the Unit Manager or designated management representative shall be final and conclusive and binding upon all employees, the Company, and the Union.

(b)       The following types of grievances shall be presented initially at this step of the grievance procedure: grievances which affect a substantial number of employees (five or more), other than job rating grievances, earnest effort grievances, record request grievances, grievances which the Unit Manager or designated management representative at Written Step 1 of this procedure lacks authority to settle, and grievances filed by the Company or the Union.

(c)                The Committee of Management shall meet with the Union Shop Committee and Business Representative whenever necessary but not more frequently than every two weeks to hear grievances and complaints properly before it as set forth in Written Step 2(a) and (b) of this Article.

(d)       The Committee of Management will render a disposition on a grievance so presented to it upon completion of the Union’s presentation at the Written Step 2 meeting. However, it is understood and agreed that either party may, at any step of the procedure, place a grievance on hold.  In such cases, the disposition will not be given until the regularly scheduled meeting in which the grievance is no longer on hold by either party.

            It is agreed that in the interest of encouraging the settlement of grievances, no decision or resolution of a grievance at the Oral Step or at Written Steps 1 and 2 shall be cited by either party as a precedent in any subsequent grievance.

Section 2.      A claim that under the Hourly Job Rating Plan a job has been improperly assigned or evaluated to a labor grade shall first be taken up by either the Union Job Evaluation Specialist or the Shop Committeeperson for the area with the designated management representative.  If such claim involves a new job or a changed job as defined herein, it must be presented to the designated management representative by either the Union Job Evaluation Specialist or the Shop Committeeperson within sixty (60) days of the assignment or evaluation of the new or changed job to a labor grade. Either the Union Job Evaluation Specialist or the Shop Committeeperson shall complete his or her presentation of the facts relating to the claim within sixty (60) days after the original presentation.  The designated management representative shall render his or her decision on such claim within sixty (60) days after either the Union Job Evaluation Specialist or the Shop Committeeperson has notified him or her in writing that the Union has completed its submission of facts relating to the claim.

            If no satisfactory adjustment of the matter is reached by either the Union Job Evaluation Specialist or the Shop Committeeperson and designated management representative, any aggrieved employee or the Union Job Evaluation Specialist or Shop Committeeperson may then file a grievance as hereinbefore provided.  Such grievance shall be processed beginning with Written Step 2 of the grievance procedure provided that it is included in an agenda letter as provided for in Written Step 2 (a) herein, after the decision given by the designated management representative.  Such written grievance shall state in detail the specific facts upon which the Union bases its claim that the job has been improperly evaluated and shall set forth the specific factors of the evaluation which it claims are incorrect giving specific and detailed reasons for such claim.

Section 3.

(a)       Any contractual grievance not settled at Written Step 2 of Section 1 of this Article shall be submitted to arbitration upon the request of either party hereto filed in accordance with the provisions of this Article with the exception of Articles 1 and 27.

(b)       Other grievances arising under this contract which are not settled at Written Step 2 of Section 1 of this Article may be referred to arbitration if the Company and the Union mutually agree in writing.  The Company will respond to the Union within ten (10) working days of receipt of an appeal letter under (a) and (b) of this Section.

(c)        Except for the grievances which can be arbitrated under Section 3(a) and 3(b) of this Article, no disputes, misunderstandings, differences, or grievances arising between the parties as to the meaning, interpretation, or application of the provisions of this Agreement shall be submitted to any Arbitrator for decision.  It is further understood and agreed that no grievance, dispute, misunderstanding, or difference between the parties arising out of events which occurred prior to the execution of this Agreement shall be submitted to arbitration under the provisions of this Agreement. 

(d)       The decision of the Arbitrator shall be supported by substantial evidence on the record as a whole and shall be final and conclusive and binding upon all employees, the Company, and the Union.

(e)        The Arbitrator shall have no power to add to or subtract from or modify in any way any of the terms of this Agreement; nor shall the Arbitrator have jurisdiction in any case submitted to arbitration to affect in any way, directly or indirectly, by any decision or in any other manner, the right and responsibility of the Company to direct its operations; to determine the number and location of its plants; the product to be manufactured; the types of work to be performed; the assignment of all work to employees or other persons; the schedules of production; shift schedules and hours of work; the methods, processes and means of manufacturing; or the rules and regulations to be made or applied for production, discipline, efficiency, and safety.

(f)        The party referring a grievance to arbitration shall have the obligation of going forward with its case before the other party shall be required to present its case or adduce any testimony; provided, however, that in cases involving discharge, suspensions, final warnings or promotions based upon “most senior qualified”, the Company shall first present to the Arbitrator its case in support of such action.

(g)        Grievances subject to arbitration under this Section shall be referred for a decision to one of the members of a fixed panel of arbitrators which consists of: Richard I. Bloch, Arthur Stark, Arvid Anderson, Timothy Bornstein, Mark L. Irvings, Dana E. Eischen, Michael W. Stutz, and Joan Parker.  The designation of the Arbitrator shall be made either by mutual agreement of the parties hereto; or in the absence of such agreement, the Arbitrator shall be alternated with each case.

(h)     The fee and expenses of the Arbitrator shall be divided equally between the Company and the Union.

(i)      The Company and the Union agree that in grievance arbitrations pertaining to terminations for attendance, sleeping, theft, and fighting, as well as suspensions for any reasons or final warning grievances, the Arbitrator will render his or her oral decision within seven (7) days of the close of the hearing, followed by a written award. This shall not apply if the parties mutually agree to have transcripts and submit briefs to the Arbitrator. The Company and the Union further agree in all other cases the Arbitrator will render his or her decision within sixty (60) days of the filing of the briefs.

(j)      Arbitrations involving discharge, suspension, and final warnings grievances and grievances alleging unfair labor practices shall be expedited to the fixed panel ahead of all other arbitrations not as yet scheduled for hearing.

Section 4.      An employee may file a grievance alleging that he or she is not properly classified in his or her assigned job code because he or she has performed the essential duties of a different job code within the bargaining unit (at least one labor grade higher than his or her assigned code) for a practicable majority of the time during a period of ninety (90) continuous working days.  If such a grievance is found to have merit, the award of the Arbitrator is limited to an adjustment in pay equal to the difference between the employee's actual earnings and the earnings he or she would have received had he or she been properly classified during the ninety (90) continuous working days immediately preceding the filing of the grievance.

Section 5.      Should any appeal from the disposition of a grievance given at the Oral Step or at Written Steps 1 and 2 of Section 1 not be taken within five (5) working days, excluding Saturdays, Sundays, and holidays, from the date of such decision, then the decision on such grievance shall be final and conclusive and shall not be reopened for discussion.  Any disposition of a grievance accepted by the Union or by the Company in the case of a grievance filed by the Company, or from which no appeal has been taken, shall be final and conclusive and binding upon all employees, the Company, and the Union.

Section 6.      Any grievance not presented for disposition through the grievance procedure described herein within five (5) working days, excluding Saturdays, Sundays, and holidays, from the date it was found to exist by the employee, shall not thereafter be considered a grievance under this Agreement unless a reason satisfactory to the Company in explanation of the failure to present the grievance within such time is given. 

Section 7.      In no event shall any disposition or award upon any grievance be made retroactive for any period prior to the date the grievance was first filed in writing; provided that in cases involving discharge and suspension, retroactivity will begin with the date the discipline was taken.

Section 8.      It is agreed that each Shop Steward has assigned work to perform in the plant and the interests of production and efficiency require that interruptions of the Shop Stewards' work assignments be as infrequent and of as short duration as the grievance or complaint reasonably requires.  Shop Stewards shall first request permission from their supervisor before leaving their jobs.  Such request shall not unreasonably be denied.

            Upon entering a department other than his own, a Shop Steward shall first report to the supervisor in charge of the new department and make known the purpose of his or her being there.

Section 9.      A member of the Shop Committee or a Shop Steward shall, after notice to his or her supervisor, be allowed to leave his or her job for attendance at the following meetings, where necessary and as indicated.  Time spent in attendance at such meetings during his or her scheduled working hours shall be recorded and paid as provided in subsections (c) or (d) below.

(a)       For a member of the Shop Committee to attend a regular Written Step 2 meeting to be held whenever necessary, but not more frequently than once every two (2) weeks, and for not exceeding three (3) hours.  Before the holding of such meeting, the Chairperson of the Shop Committee must have presented to the Manager, Human Resources an agenda in writing by the close of business, at least three (3) working days, excluding Saturdays, Sundays, and holidays, previous to the time of the meeting.  Such agenda shall state fully the specific grievances or complaints which the Union wishes to discuss at such meeting.  There shall be no obligation on the part of management representatives to discuss any matter which does not appear on such agenda.

(b)      For a member of the Shop Committee to attend any special meeting not exceeding three (3) hours relating to discharge or other matters which cannot reasonably be delayed until the next regular meeting of the Shop Committee and the Committee of Management; or to attend a Written Step 1 meeting involving a discharge or indefinite suspension.

(c)        Shop Stewards will receive pay for grievance or complaint handling as described in Article 7, Section 1, Oral Step, and Written Step 1 herein at their regular base rate plus cost-of-living allowance exclusive of overtime allowances, but including shift premium, if any, not exceeding three (3) hours in any workweek.

(d)       Shop Committeepersons will receive pay for time spent at regular meetings as described in Article 7, Section 1, Written Step 2 herein at their regular base rate plus cost-of-living allowance exclusive of overtime allowances, but including shift premium, if any, not exceeding three (3) hours in any workweek.  Shop Committeepersons will also receive pay for time spent at any special meetings or Written Step 1 meetings as described in Article 7, Section 9, subsection (b) above at their regular base rate plus cost-of-living allowance exclusive of overtime allowances, but including shift premium, if any, not exceeding three (3) hours in any workweek.

(e)      The Company will pay up to eight (8) hours lost time for two (2) members of the Shop Committee to audit Company layoff lists involving any layoff of 50 or more employees at a single site. 

Section 10.    It is agreed that if time spent by Shop Stewards and Shop Committeepersons in the grievance procedure exceeds that amount allowed under Article 7, Section 9 above, the excess time will be billed to the appropriate Local Lodge on a monthly basis.  Remittance for such time shall be made payable to the Company not later than thirty (30) days following the submission of said bill.

Section 11.    Any employee shall have the right to appeal his or her discharge or suspension through the grievance procedure within five (5) working days from the date thereof.  Failure to file such an appeal within five (5) working days shall prohibit any further consideration of such discharge or suspension.  If as a result of such appeal the employee is found to have been discharged or suspended without just cause, he or she shall receive pay at his or her regular rate for the time he or she would have otherwise normally worked, including overtime, less any income he or she may have received from any other source.  An employee who has been discharged or given a disciplinary suspension shall, before leaving the plant, be permitted to see the Shop Steward for the area in which he or she worked at a location designated by the Company if he or she requests this privilege of his or her supervisor.  Any grievance filed concerning the discharge or indefinite suspension of an employee shall be presented initially at Written Step 1 of the grievance procedure.

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ARTICLE 8

Seniority

Section 1.

(a)         In case of an indefinite layoff for lack of work, employees shall be laid off and recalled by noninterchangeable occupational groups within specified seniority areas in accordance with their seniority (length of continuous service with the Company since the most recent date of hire); provided, however, the employees in job grade levels designated as "I" (interchangeable) within a job family and seniority area shall be laid off and recalled in accordance with their seniority within such job family.

(b)       Pursuant to Letter 17, nothing herein shall preclude the Company from transferring an employee scheduled to be laid off from a job in one occupational group, job family and seniority area to a job in a different occupational group, job family or seniority area in which no laid-off employee retains seniority, nor from recalling without loss of seniority an employee laid off from one occupational group, job family or seniority area to a job in a different occupational group, job family or seniority area in which no laid-off employee retains seniority.  If the employee is transferred or recalled, his or her seniority thereafter shall be in the occupational group, job family and seniority area to which he or she transferred or to which he or she was recalled and he or she shall have no seniority in his or her former occupational group, job family or seniority area. 

Section 2.      The noninterchangeable occupational groups, the job families (including job grades designated as Level "I"), and the seniority areas mentioned in Section 1 have been mutually agreed upon and are incorporated and made part of this Agreement as Appendices "A" and "B" attached hereto.

Section 3.

(a)       Before new employees are hired in a given occupational group in a particular seniority area, the employees with seniority who are still laid off from that occupational group or job family in the area shall first be offered employment in that occupational group from which they were laid off or job family in jobs included in the "I" level at the then existing rate of pay for the job to which they were recalled in accordance with seniority.  Employees who remain in the same job family and were demoted as a result of a reallocation of employees in the presence or absence of a layoff and employees who were recalled to a lower grade job in the same job family shall be considered to be on the recall list for their former job as though they had been laid off at the time of their demotion for the period of seniority retention provided in Section 14 of this Article. Demoted employees with seniority retention rights, will be given the opportunity to return to their former job as openings become available in accordance with their seniority and before promotions are made to that job within their seniority area.

(b)       Employees on layoff will have ConnOps-wide recall rights by occupational group and job family. Recall shall be made in order of seniority from the pool of such employees on layoff without regard to the seniority area from which they were laid off.

Section 4.

(a)       When it is necessary to readjust personnel in conjunction with a layoff, employees shall be demoted as required in accordance with their seniority within each noninterchangeable occupational group; provided, however, that such demotions or lateral transfers to job grade level "I" shall be made within the employee's job family in their seniority area without regard to the noninterchangeable occupational groups within such job family. 

(b)       Any employee who suffers a demotion and who is currently paid at a rate above the maximum for the labor grade to which he or she is demoted shall have his or her wages frozen for a period of six (6) months from the effective date of the demotion before suffering any actual loss in wages.  Any subsequent reduction in wages shall be at the rate of $.10 per hour every sixteen (16) weeks until such time as the employee reaches the maximum rate of the lower labor grade.  Any employee who is demoted, but at the time of the demotion is paid at a rate less than the maximum rate of the lower labor grade, shall continue with his or her automatic progression until such time as he or she attains maximum rate.

(c)        Any shift imbalance in specific departments and ensuing reallocation of employees will be done in a manner which permits the more senior employees to be assigned to the shift of their preference.

Section 5.      Except in an emergency or for reasons or conditions over which the Company has no control, where there are general layoffs for an indefinite period, as much notice as is practicable, but not less than ten (10) days, shall be given in writing to the Shop Committee before the layoff.  A list will be supplied indicating the names of the employees scheduled to be laid off and their seniority status in relation to the remaining employees in the occupational group.  The Company on a monthly basis will provide to the Chairperson of the Shop Committee a list of the names of laid-off employees who exercised their right of recall.

Section 6.

(a)       An employee shall be considered a probationary employee for the first ninety (90) days of his or her employment, and thereafter his or her seniority shall be from his or her most recent date of hire.  In the case of probationary employees, there shall be no seniority rating nor responsibility upon the part of the Company for continuous employment nor for reemployment if laid off before the completion of their continuous probationary period.  It is understood and agreed that during such probationary period, layoff or discharge shall be left to the discretion of the Company.

(b)       In the case of an indefinite layoff for lack of work, probationary employees in the occupational group or job family in the seniority area affected by the layoff shall first be terminated.

Section 7.

(a)       No employee shall be eligible by reason of his or her seniority to be recalled to a higher-rated job as a result of layoff except where the job held by the employee at the time of layoff has been upgraded or where the essential elements of that job have been combined with another and the resulting job is of a higher labor grade.  In all such cases, the employee shall have recall rights to the higher-rated job.   However, nothing shall preclude the Company from offering an employee the opportunity to be recalled to a higher-rated job.

(b)       Laid-off employees who were previously demoted under the conditions defined in Section 4(a) of this Article and who would have been considered to be on the recall list for their former job, as defined in Section 3 of this Article, may be offered recall to their former job in accordance with their seniority retention, as provided in Section 14(c) of this Article.

(c)        No employee shall be eligible by reason of his or her seniority to be transferred to a higher-rated job as a result of layoff.

Section 8.      Whenever promotions are made to higher-rated jobs other than to supervisory jobs, they shall be made as follows:

(a)       Whenever promotions are made to higher-rated jobs, except as provided in 8(b) below, they shall be made on the basis of the most senior qualified employee in the line of progression in the occupational group in which the promotion is made.

(b)       Whenever promotions are made to the highest labor grade in the occupational group and all working leader positions, they shall be made on the basis of the coequal standards of seniority, ability and fitness of the employee.

(c)        It is understood that the employees who may file a grievance concerning such a promotion, as defined within this Section, are those assigned to the business unit in which the promotion occurs, or in the business unit from which the promotee was transferred.

(d)       All promotions will be made on shift.  In the event that such promotions create an imbalance, the resulting imbalance will be adjusted as provided by Letter 17 of this Agreement.  This provision shall not apply for promotions to working leader or promotions resulting from job posting.

Section 9.

(a)       Temporary layoffs due to lack of work not to exceed thirty (30) days may be made by the Company irrespective of any provisions of this Agreement.  In such cases the Company will, in lieu of layoff whenever possible, reassign employees to other jobs during the period of such layoff.

(b)       Selection of employees for such temporary layoffs will be made by taking volunteers in seniority order, beginning with the most senior employee in the affected classifications by department by shift.  In the event that an insufficient number of employees volunteer, then in reverse order of seniority in the affected classifications by department, by shift, the Company will notify the least senior employees that they will be temporarily laid off.  An employee shall not be temporarily laid off under this Section more than once until all other employees in the same classification in the department affected shall have been temporarily laid off once under this Section.

(c)        If there is a series of such temporary layoffs, the Company will so far as it is practicable make an equal distribution of such lost time.

(d)       While on such temporary layoff, employees shall continue to accrue their seniority, pension credits, and the Company shall continue to provide coverage for their health and dental insurance.  In addition, it is agreed that such layoffs will not affect vacation pay, sick pay, service awards, incentive vacation, life insurance coverage, automatic wage rate progression increases, eligibility for job posting or apprenticeship programs, educational assistance and Employee Assistance Programs.  It is further understood that employees affected by temporary layoffs will not be denied any of the contractual benefits provided under the terms of this Agreement.  Upon return to work, the employees shall be returned to the job they held at the appropriate rate of pay and on the shift where they worked at the start of such temporary layoff.

Section 10.    The Company will survey employees for transfer to a preferred shift.  Such transfers will be made on a seniority basis within a business unit. 

Section 11.

(a)       If any person is transferred from any plant or facility operated by Pratt & Whitney (Government Engine Business) or by UTC Fuel Cells, LLC, or any Hamilton Sundstrand unit represented by Local Lodge No. 743 of the I.A.M.A.W. into the bargaining unit covered by this Agreement, or from one noninterchangeable occupational group or from one seniority area to another noninterchangeable occupational group or area within the bargaining unit, his or her seniority in the bargaining unit shall include his or her total length of continuous service with Pratt & Whitney (Government Engine Business) or UTC Fuel Cells, LLC, or any Hamilton Sundstrand unit represented by Local Lodge No. 743 of the I.A.M.A.W. except as provided in (c) of this Section.

(b)       If any bargaining unit employee is hired from any plant or facility operated by Pratt & Whitney (Government Engine Business), Hamilton Sundstrand or UTC Fuel Cells, LLC, which are represented by the I.A.M.A.W., or Sikorsky Aircraft represented by IBT Local Union 1150, and such person retains recall rights, his or her seniority in the Pratt & Whitney (Connecticut Facilities) bargaining unit shall be established at the date of hire for purposes of layoff, promotion and shift transfer.  His or her Hamilton Sundstrand, UTC Fuel Cells, LLC, or Sikorsky Aircraft seniority date will be used for health and welfare benefits and those relating to sick and personal time and vacation eligibility.

(c)       For the purposes of layoff only, and except as provided in Sections 1(b) and 4(a) of this Article, an employee promoted, demoted or laterally transferred from one noninterchangeable occupational group or from one seniority area to another shall have his or her seniority transferred to the noninterchangeable occupational group and seniority area to which he or she is transferred ninety (90) calendar days after the date on which the transfer becomes effective.

Section 12.

(a)               Upon written application by the Union, the Company will grant a leave of absence of not less than one (1) year to any employee who enters the employ of either the local Union or the International Association of Machinists and Aerospace Workers.  Such leave of absence shall terminate automatically if the employee's assignment by the local Union or the International Association of Machinists and Aerospace Workers is to any organization other than a local Union which represents the employees of a plant of the Company.  This provision shall not prevent a necessary and temporary short-term assignment to a local Union which does not represent employees of the Company, where advance notice of such assignment is given to the Company.  The resultant reassignment shall not, absent mutual agreement, exceed twelve (12) calendar weeks in any contract year.  An extension of such leave for an additional period shall be granted upon written application made prior to the expiration of such leave of absence.

During such leave of absence such employee shall be considered to head the seniority list in the occupational group in which he or she worked immediately before the beginning of his or her leave for the purpose of layoff consideration.  It is understood and agreed that such an employee will not accumulate Continuous Service Credits for the purpose of computing Pension benefits under the Company's applicable Plan during such a leave of absence or any extension.

(b)       If an employee who has been granted such leave of absence reports for work at the beginning of the first regular workday after the termination of such leave, he or she shall be reemployed on the same general type of work which he or she did last prior to his or her leave at the wage rate existing in the plant at the time of his or her return for the job on which he or she is reemployed.

(c)        During such leave of absence, such employee shall accumulate his or her seniority.  His or her reemployment shall be subject to the condition that he or she is able to perform the duties required of him or her and that he or she would have retained his or her seniority under this Article had he or she been in the employ of the Company during the period of his or her leave of absence.

Section 13.    A salaried employee who once held a bargaining unit position may be returned to the bargaining unit to a job that has been posted and not filled from within the bargaining unit; provided, however, that such employee will return to the bargaining unit without seniority for all purposes other than benefits.

Section 14.    An employee shall lose his or her seniority rights under any one of the following circumstances:

(a)       If he or she resigns.

(b)       If he or she is discharged for just cause.

(c )       If the employee is laid off or continuously absent from work for any other reason, he or she shall retain seniority rights as follows:

Seniority at the Time of

Layoff or Absence

Period of

Retention

91 days up to 2 years

24 months

2 years up to 5 years

36 months

5 years or over

60 months

(d)       If he or she fails to report to work within five (5) working days after due notice by the Company to the employee's last known address to return to work after layoff, or fails to give reasons satisfactory to the Company within such five (5) days for not reporting to work.

Section 15.    For all purposes, other than layoff, the seniority rights of the members of the Union Shop Committee, President, Vice President, if employees, and Shop Stewards, Senior Union EAP Coordinator, Union EAP Coordinators, Senior Union Training Coordinator, Union Job Evaluation Specialist, Chief EHS Representative, Senior Union EHS Coordinator, and Union EHS Representatives shall be exactly the same as the seniority rights of all other employees except as provided below:

(a)       In the case of layoff, and for the sole purpose of maintaining Union representation at the time of layoff, members of the Union Shop Committee, the President, Vice President, Senior Union EAP Coordinator Union EAP Coordinators, Senior Union Training Coordinator, Union Job Evaluation Specialist, Senior Union EHS Coordinator, and Chief EHS Representative, if employees, shall, during their term of office, head the seniority list in their occupational group and job family, and will not be laid off until all other employees in their labor grade (or lower labor grade) in their respective occupational group and job family have been laid off.

(b)       In the case of layoff, and for the sole purpose of maintaining Union representation at the time of layoff, Shop Stewards shall, during their term of office, head the seniority list in their occupational group and job family, in their steward area, and on their respective shift, or in the case of Union EHS Representatives in the area for which they are responsible, and will not be laid off until all other employees in their labor grade (or lower labor grades) in their occupational group and job family, in their steward area, or in the case of Union EHS Representatives in the area for which they are responsible, and on their shift, have been laid off.

(c)        A Shop Committeeperson or a Shop Steward will not be transferred or promoted to a job outside of his or her Committeeperson or Steward area unless he or she notifies the Company in writing that he or she wishes to be considered for such a job during which time he or she shall maintain his or her position as a Committeeperson or Shop Steward; or unless there is no job of the same or lower labor grade in his or her occupational group in such area which he or she is qualified to perform; or except in the case of an emergency; or unless his or her department is being transferred to another location outside such area.  

Section 16.

(a)       Severance pay allowances shall be paid to employees who are laid off for an indefinite period.  To be eligible for any severance pay allowance, an employee must have at least ninety (90) days seniority as of the day preceding the layoff.

(b)       Severance pay allowance shall be calculated on a weekly basis (the employee's normal workweek at the time of the layoff) and each week's pay allowance shall consist of forty (40) times the employee's base hourly wage plus cost-of-living allowance (excluding any shift or other premium pay) which the employee was paid for the last day of work preceding layoff.

(c)        Severance pay allowance shall be paid weekly to an eligible, laid off employee beginning on the second payday following the date the employee is laid off.

(d)       The number of weeks for which an employee shall receive severance pay allowance shall be governed by the employee's seniority on the day preceding layoff as follows:

SENIORITY (COMPLETE YEARS)

SEVERANCE WEEKS

From 90 days to one (1) year …..……………………..….

Two (2) weeks

From One (1) to Two (2) Years ................................…..

Four (4) weeks

Three (3) years ...............................................................

Four (4) weeks

Four (4) years ...........................................................…..

Four (4) weeks

Five (5) years .................................................................

Five (5) weeks

Six (6) years ...................................................................

Six (6) weeks

Seven (7) through Nine (9) years ..................................

Seven (7) weeks

Ten (10) through Twelve (12) years ..............................

Nine (9) weeks

Thirteen (13) and Fourteen (14) years ......... ...............

Ten (10) weeks

Fifteen (15) and Sixteen (16) years ...............................

Twelve (12) weeks

Seventeen (17) and Eighteen (18) years .......................

Fourteen (14) weeks

Nineteen (19) and Twenty (20) years ...........................

Sixteen (16) weeks

Twenty-one (21) and Twenty-two (22) years ................

Eighteen (18) weeks

Twenty-three (23) and Twenty-four (24) years ............

Twenty (20) weeks

Twenty-five (25) or more years .....................................

Twenty-four (24) weeks

(e)               No employee, however, shall be paid a severance pay allowance for any week following the date the employee is recalled to work from a layoff.

 (f)       No employee shall be paid the severance pay allowance more than once during this contract period; provided, however, if the total severance pay allowance to which the employee was entitled under (d) above was not paid him or her during this contract period because of his or her recall from layoff, such employee who is again laid off during this contract period shall again be eligible for severance pay allowance but only for the number of weeks for which his or her total severance pay allowance was not paid because of his or her recall from layoff.

(g)       No severance pay allowance will be paid to any employee who is laid off because of an act of God or a natural emergency or be